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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-07 |
| MD | RA | APPROVED | 2017-06-07 |
Branch Locations
13024 Ballantyne Corporate Place Suite 150, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 06/2013 | 05/2017 |
| Bank Of America, N.A. | Pennington | NJ | 08/2014 | 05/2017 |
| Morgan Stanley | Charlotte | NC | 05/2017 | Present |
| Morgan Stanley Services Group, Inc. | Baltimore | MD | 06/2020 | 10/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-14 |
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