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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-16
  • TX RA
    APPROVED
    Since 2020-01-16

Branch Locations

710 N. 64Th St, Waco, TX 76710 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc - Ap Austin TX 04/2016 05/2019
Kestra Investment Services, Llc - Ap Waco TX 01/2015 Present
Jim Morrison Financial Waco TX 05/2019 Present
Kestra Advisory Services, Llc Waco TX 01/2020 Present
  • 04/2016 → 05/2019
    Kestra Investment Services, Llc - Ap
    Austin, TX
  • 01/2015 → Present
    Kestra Investment Services, Llc - Ap
    Waco, TX
  • 05/2019 → Present
    Jim Morrison Financial
    Waco, TX
  • 01/2020 → Present
    Waco, TX
Other Businesses

Business Name: Jim Morrison Financial Investment Related: Yes Address: 710 N 64TH ST WACO TX 76710 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Associate Start Date: 12/9/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Branch office I where I work out of. Business Name: Shacks Kitchen Investment Related: No Address: 4900 Bagby Ave Waco TX 76710 Nature of Business: Other Other/None of the Above Sous Chef Position, Title or Relationship: Sous Chef Start Date: 5/28/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Assist the main chef with preparing, cooking, and serving food. Business Name: WACO ALE COMPANY POSITION: Bartender NATURE: Bartender INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2022 ADDRESS: 806 Austin Ave, Waco TX 76701 DESCRIPTION: Serve people beer and or food. Clean beer mugs, and general upkeep of the bar while working Business Name: KESTRA ADVISORY SERVICE POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 10/11/2019 ADDRESS: 710 N 64th St, Waco TX 76710 DESCRIPTION: To act as a fiduciary on behalf of my clients with investment recommendations.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-10-11
  • S63 Uniform Securities Agent State Law Examination
    2019-10-11
Designations
Other Names
  • Grayson Palmer

View on SEC IAPD

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