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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-08
  • TX RA
    APPROVED
    Since 2022-02-08

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

1803 Broadway St, San Antonio, TX 78215 • United States

San Antonio, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc El Paso TX 07/2015 10/2016
Raymond James Financial Services, Inc St. Petersburg FL 10/2016 01/2020
Raymond James Financial Services Advisors Inc. St. Petersburg FL 04/2018 01/2020
Raymond James & Associates, Inc St Petersburg FL 01/2020 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 11/2021 Present
Previous Registrations
Other Businesses

I*2174286, Entity Type: Entity For Profit, Name of OBA: Vincent Barron, Address: San Antonio, Texas, 78259, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 01/23/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Micro-farm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-19
S63 Uniform Securities Agent State Law Examination 2015-02-27
  • S65 Uniform Investment Adviser Law Examination
    2016-04-19
  • S63 Uniform Securities Agent State Law Examination
    2015-02-27
Other Names
  • Vincent Barron
  • Vince Barron
  • Vincent Joshua Barron
  • Vicente Barron

View on SEC IAPD

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