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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-22
  • TX RA
    APPROVED
    Since 2022-08-22

Branch Locations

The Colony, TX • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Mckinney TX 01/2009 06/2022
Wells Fargo Advisors Llc Mckinney TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Mckinney TX 11/2016 06/2022
Charles Schwab Premier Bank, Ssb The Colony TX 07/2022 Present
Charles Schwab & Co., Inc. The Colony TX 07/2022 Present
Charles Schwab Bank The Colony TX 12/2025 Present
  • 01/2009 → 06/2022
    Wells Fargo Bank, N.A.
    Mckinney, TX
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Mckinney, TX
  • 11/2016 → 06/2022
    Mckinney, TX
  • 07/2022 → Present
    Charles Schwab Premier Bank, Ssb
    The Colony, TX
  • 07/2022 → Present
    The Colony, TX
  • 12/2025 → Present
    Charles Schwab Bank
    The Colony, TX
Previous Registrations
  • 2011-01-03 → 2022-06-23
    Fort Worth, TX
    Mckinney, TX
    Plano, TX
    Addison, TX
    Fort Worth, TX
  • 2006-05-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Mckinney, TX
    Frisco, TX
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-27
  • S66 Uniform Combined State Law Examination
    2006-04-27
Other Names
  • Virginia Nicole May
  • Virginia May Wynne
  • Virginia Regan
  • Nikki Regan

View on SEC IAPD

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