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Cesar Anthony Burgueno

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-08
CA RA APPROVED 2019-04-04
  • TX RA
    APPROVED
    Since 2019-07-08
  • CA RA
    APPROVED
    Since 2019-04-04

Branch Locations

101 N. Larchmont Blvd., Los Angeles, CA 90004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Rancho Cucamonga CA 12/2011 01/2019
Wells Fargo Advisors Llc Rancho Cucamonga CA 06/2013 11/2016
Wells Fargo Clearing Services, Llc Rancho Cucamonga CA 11/2016 01/2019
Jp Morgan Securities, Llc Los Angeles CA 01/2019 Present
Jp Morgan Chase Bank, N.A. Los Angeles CA 01/2019 Present
  • 12/2011 → 01/2019
    Wells Fargo Bank Na
    Rancho Cucamonga, CA
  • 06/2013 → 11/2016
    Wells Fargo Advisors Llc
    Rancho Cucamonga, CA
  • 11/2016 → 01/2019
    Wells Fargo Clearing Services, Llc
    Rancho Cucamonga, CA
  • 01/2019 → Present
    Jp Morgan Securities, Llc
    Los Angeles, CA
  • 01/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-26
S63 Uniform Securities Agent State Law Examination 2013-08-13
  • S66 Uniform Combined State Law Examination
    2019-03-26
  • S63 Uniform Securities Agent State Law Examination
    2013-08-13
Other Names
  • Cesar Burgueno

View on SEC IAPD

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