Caleb David Hutchins

Current Employers

Riverfront Investment Group, Llc

1214 East Cary Street, Richmond, VA 23219 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2026-06-03
WI	RA	APPROVED	2026-06-02

VA RA
APPROVED

Since 2026-06-03
WI RA
APPROVED

Since 2026-06-02

Branch Locations

Delafield, WI • United States

1214 East Cary Street, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Uw-Milwaukee	Milwaukee	WI	08/2006	Present
Riverfront Investment Group	Richmond	VA	04/2026	Present
Robert W. Baird & Co. Incorporated	Milwaukee	WI	08/2014	04/2026

08/2006 → Present

Uw-Milwaukee

Milwaukee, WI
04/2026 → Present

Riverfront Investment Group

Richmond, VA
08/2014 → 04/2026

Robert W. Baird & Co. Incorporated

Milwaukee, WI

Other Businesses

Name/Address: JC Hutch Holdings 19005 W. Capitol Dr #130 Brookfield WI 53045 Start Date: 4/2/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Used for real estate Not Investment Related Name/Address: 2416 Blue LLC 2416 S 52nd St West Allis WI 53219 Start Date: 4/2/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner/Member Not Investment Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-03-30
S63	Uniform Securities Agent State Law Examination	2013-08-22

S65 Uniform Investment Adviser Law Examination

2026-03-30
S63 Uniform Securities Agent State Law Examination

2013-08-22

Designations

Other Names

Caleb Hutchins

View on SEC IAPD