Alexander Munib Richani

101 Glen Lennox Drive Suite 110, Chapel Hill, NC 27517 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-09-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	06/2013	11/2016
Lpl Financial Llc	Fort Mill	SC	11/2016	03/2017
Scottrade, Inc.	Durham	NC	03/2017	03/2018
Vanguard Marketing Corporation	Charlotte	NC	06/2013	11/2016
Scottrade Investment Management	Durham	NC	06/2017	03/2018
Tiaa-Cref Individual & Institutional Services, Llc	Durham	NC	03/2018	06/2021
Advice And Planning Services	Durham	NC	03/2018	06/2021
Woodword Financial Advisors	Chapel Hill	NC	07/2021	Present

06/2013 → 11/2016

The Vanguard Group, Inc.

Charlotte, NC
11/2016 → 03/2017

Lpl Financial Llc

Fort Mill, SC
03/2017 → 03/2018

Scottrade, Inc.

Durham, NC
06/2013 → 11/2016

Vanguard Marketing Corporation

Charlotte, NC
06/2017 → 03/2018

Scottrade Investment Management

Durham, NC
03/2018 → 06/2021

Tiaa-Cref Individual & Institutional Services, Llc

Durham, NC
03/2018 → 06/2021

Advice And Planning Services

Durham, NC
07/2021 → Present

Woodword Financial Advisors

Chapel Hill, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-04
S63	Uniform Securities Agent State Law Examination	2013-07-31