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Current Employers
Global Hill Wealth Advisors Llc

Monroe, CT • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-03
CT RA APPROVED 2022-05-06
  • NY RA
    APPROVED
    Since 2023-05-03
  • CT RA
    APPROVED
    Since 2022-05-06

Branch Locations

Monroe, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Bronx NY 05/2014 09/2019
Jpmorgan Chase Bank Bronx NY 05/2014 09/2019
Jpmorgan Chase Bank, N.A. Bronx NY 01/2018 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2019 01/2022
Bank Of America, N.A. New York NY 10/2019 01/2022
Global Hill Wealth Advisors Llc Monroe CT 02/2022 Present
Previous Registrations
Other Businesses

Insurance. Investment-related. 224 Porters Hill Road, Monroe, CT 06468. Insurance sales. Insurance agent. 02/2022. Less than 10% of time during month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 2014-06-26
  • S66 Uniform Combined State Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    2014-06-26

View on SEC IAPD

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