Inactive

Gordon James Thomas

Grimes & Company

Westborough, MA

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Current Employers

Grimes & Company

One Technology Drive Suite 100, Westborough, MA 01581 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2026-01-23
MA	RA	APPROVED	2021-06-24
TX	RA	APPROVED	2021-06-15

NH RA
APPROVED

Since 2026-01-23
MA RA
APPROVED

Since 2021-06-24
TX RA
APPROVED

Since 2021-06-15

Branch Locations

Bedford, NH • United States

One Technology Drive Suite 100, Westborough, MA 01581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Grimes & Company, Inc.	Westborough	MA	06/2021	Present
Baystate Financial	Boston	MA	06/2019	06/2021
Fidelity Investments	Boston	MA	03/2016	06/2019
Mml Investor Services, Llc	Springfield	MA	06/2021	06/2021

06/2021 → Present

Grimes & Company, Inc.

Westborough, MA
06/2019 → 06/2021

Baystate Financial

Boston, MA
03/2016 → 06/2019

Fidelity Investments

Boston, MA
06/2021 → 06/2021

Mml Investor Services, Llc

Springfield, MA

Previous Registrations

2018-07-13 → 2019-06-11

Fidelity Personal And Workplace Advisors

Boston, MA
2016-10-17 → 2018-07-13

Strategic Advisers Llc

Merrimack, NH

Boston, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-23
S63	Uniform Securities Agent State Law Examination	2016-04-29

S66 Uniform Combined State Law Examination

2016-09-23
S63 Uniform Securities Agent State Law Examination

2016-04-29

Designations

Other Names

Gordy James Thomas

View on SEC IAPD

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