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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2021-09-13 |
| TX | RA | APPROVED_RES | 2021-09-13 |
Branch Locations
Hart Albin Bldg. 208 N. Broadway Suite 100, Billings, MT 59101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Billings | MT | 06/2014 | 09/2021 |
| D.A. Davidson & Co. | Billings | MT | 09/2021 | Present |
1) 406 Lather SoapCo/Rebel Sage; investment related: yes/ 333 Alderson, Billings, Montana, 59101 US/ Sole proprietorship/ Proprietor / owner/ As the owner and only employee, I make all of the decisions, from purchasing raw materials, to manufacturing and selling the soap./ start date: 1/1/2021; 4 hr/wk; no time devoted during securities trading hours. 2) Notary Public for State of Montana; non-investment related; Billings, MT; Notary Public; Starting 8/20/2018; 4 hr/month and during securities trading hours; provide notary services. 3) MARCI FUNK; INVESTMENT RELATED; BILLINGS, MT; APARTMENT RENTAL; OWNER/LANDLORD; START 8/15/22; 1 HR/WK; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-30 |
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