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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-01-21
TX RA APPROVED 2006-11-30
  • LA RA
    APPROVED
    Since 2015-01-21
  • TX RA
    APPROVED
    Since 2006-11-30

Branch Locations

601 Poydras St, New Orleans, LA 70130 • United States

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 03/2006 Present
Bank Of America, N.A. New Orleans LA 02/2017 Present
Other Businesses

I*61674 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JUNIOR LEAGUE OF NEW ORLEANS INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW ORLEANS, LOUISIANA 70115 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OTHER, SUSTAINING MEMBER START DATE OF RELATIONSHIP: 6/1/2004 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE JUNIOR LEAGUE OF NEW ORLEANS IS AN EDUCATIONAL/CHARITABLE ORGANIZATION OF WOMEN COMMITTED TO PROMOTING VOLUNTARISM, DEVELOPING THE POTENTIAL OF WOMEN AND IMPROVING COMMUNITIES THROUGH THE EFFECTIVE ACTION AND LEADERSHIP OF TRAINED VOLUNTEERS. I*103277 For profit or not for profit: For-Profit Organization Name of outside business organization: NANMAT LLC Investment related: N Address of business: Metairie, Louisiana 70005 Nature of business: LLC, Position, title, association: Other, LLC Member Start date of relationship: 2/27/2017 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: a limited liability company for rental real estate properties. responsibilities may include property management in the future

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-29
  • S66 Uniform Combined State Law Examination
    2006-11-29
Other Names
  • Dominique C Matulich

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