Alexander Mark Brennan

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2024-07-22

Branch Locations

Henrico, VA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Carpet Land	Towson	MD	09/2016	02/2017
Annuity Sold	Owings Mills	MD	11/2016	02/2017
Ameriprise Financial Services Llc	Ellicott City	MD	02/2017	03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	07/2017	07/2018
Bank Of America, N.A.	Hunt Valley	MD	07/2017	07/2018
Morgan Stanley	Richmond	VA	12/2019	03/2022
The Rich Group	Hunt Valley	MD	10/2018	01/2019
American Residential Services (Ars Rescue Rooter)	Richmond	VA	03/2019	05/2019
Stauer	Richmond	VA	05/2019	11/2019
J.W. Cole Financial, Inc	Tampa	FL	04/2022	05/2022
James River Asset Management Llc	Midlothian	VA	04/2022	06/2022
Truist Advisory Services Inc	Richmond	VA	07/2022	05/2023
Truist Investment Services Inc	Richmond	VA	07/2022	05/2023
James River Wealth Management	Midlothian	VA	04/2022	05/2022
Truist Bank	Richmond	VA	07/2022	05/2023
Jpmorgan Chase Bank, N.A.	Richmond	VA	08/2023	03/2024
J.P. Morgan Securities Llc	Richmond	VA	08/2023	06/2024
Unemployed	Hunt Valley	MD	04/2017	06/2017
Unemployed	Hunt Valley	MD	08/2018	09/2018
Unemployed	Richmond	VA	02/2019	02/2019
Unemployed	Henrico	VA	06/2023	07/2023
Ameriprise Financial Services, Llc	Richmond	VA	07/2024	Present

09/2016 → 02/2017

Carpet Land

Towson, MD
11/2016 → 02/2017

Annuity Sold

Owings Mills, MD
02/2017 → 03/2017

Ameriprise Financial Services Llc

Ellicott City, MD
07/2017 → 07/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
07/2017 → 07/2018

Bank Of America, N.A.

Hunt Valley, MD
12/2019 → 03/2022

Morgan Stanley

Richmond, VA
10/2018 → 01/2019

The Rich Group

Hunt Valley, MD
03/2019 → 05/2019

American Residential Services (Ars Rescue Rooter)

Richmond, VA
05/2019 → 11/2019

Stauer

Richmond, VA
04/2022 → 05/2022

J.W. Cole Financial, Inc

Tampa, FL
04/2022 → 06/2022

James River Asset Management Llc

Midlothian, VA
07/2022 → 05/2023

Truist Advisory Services Inc

Richmond, VA
07/2022 → 05/2023

Truist Investment Services Inc

Richmond, VA
04/2022 → 05/2022

James River Wealth Management

Midlothian, VA
07/2022 → 05/2023

Truist Bank

Richmond, VA
08/2023 → 03/2024

Jpmorgan Chase Bank, N.A.

Richmond, VA
08/2023 → 06/2024

J.P. Morgan Securities Llc

Richmond, VA
04/2017 → 06/2017

Unemployed

Hunt Valley, MD
08/2018 → 09/2018

Unemployed

Hunt Valley, MD
02/2019 → 02/2019

Unemployed

Richmond, VA
06/2023 → 07/2023

Unemployed

Henrico, VA
07/2024 → Present

Ameriprise Financial Services, Llc

Richmond, VA

2023-10-06 → 2024-06-26

J.P. Morgan Securities Llc

Chesterfield, VA

Richmond, VA

Chesterfield, VA
2022-09-12 → 2023-05-23

Truist Advisory Services, Inc.

Richmond, VA
2022-04-20 → 2022-06-02

James River Asset Management, Llc

Midlothian, VA
2020-01-23 → 2022-03-29

Morgan Stanley

Richmond, VA
2017-08-02 → 2018-07-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
2017-02-28 → 2017-03-09

Ameriprise Financial Services, Llc

Ellicott City, MD
2013-09-26 → 2015-09-15

Morgan Stanley

Baltimore, MD

York, PA

Real Estate Ownership; Single Family; 154 township blvd, , henrico, VA, 23231; Not Investment-Related; 02/01/2025.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-26

Other Firms