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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2022-08-02 |
Branch Locations
El Segundo, CA • United States
1670 Keller Pkwy. Suite 246, Keller, TX 76248 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2021 | Present |
| Sagicor Life Insurance Company | Scottsdale | AZ | 10/2015 | 06/2019 |
| Trinity Strategic Partners, Llc | Keller | TX | 10/2019 | Present |
| Independent Life & Annuity Agent | El Segundo | CA | 07/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2022 | Present |
1) TPC CONSULTANTS INC. DBA COURTNEY HOBBS / 460 E Carson Plaza Dr, Suite #218, Carson CA 90746 / 07/01/2007 / COUNSULTANT & ADMIN SUPPORT / 10 HR/MO - 0 HR/MO TRADING 2) COURTNEY HOBBS DBA SMITH AND FINDLAY, 631 W Oak Ave, El Segundo CA 90245, United States, 06/01/2019, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 80 HR/MO - 40 HR/MO TRADING 3) TRINITY STRATEGIC PARTNERS LLC, El Segundo CA 90245, United States, 10/01/2021, Managing Partner, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-21 |
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