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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| WA | RA | APPROVED | 2022-04-18 |
Branch Locations
11201 Se 8Th St Ste 115, Bellevue, WA 98004 • United States
Redmond, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 04/2022 |
| Voya Financial Advisors | Bellevue | WA | 05/2015 | 06/2021 |
| Guzek Consulting | Redmond | WA | 02/2022 | 04/2022 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 04/2022 | Present |
Independent Insurance Brokering; AIG; 01/01/2016; Fixed Annuity / Global Atlantic; 01/01/2018; . Business Ownership; Adam M. Guzek LLC; Owner and manager, day to day operations and long term projects; Holding company utilized for tax filing purposes for 1099 income; 9018 172nd Ave NE, , Redmond, WA, 98052; Not Investment-Related; 09/02/2016; 1 to 9 hours per month; 0 during trading hours / Aqueduct LLC; Capital Budgeting, Business Development, Accounting; Ecommerce; 3232 S 164th St, , Seatac, WA, 98188; Not Investment-Related; 08/10/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-14 |
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