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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-09 |
Branch Locations
14241 Dallas Parkway Suite 1200, Dallas, TX 75254 • United States
The Colony, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Income By Design | Addison | TX | 06/2014 | 11/2016 |
| Kestra Advisory Services Llc | Austin | TX | 04/2016 | 11/2016 |
| Massmutual Life Insurance Co | Dallas | TX | 01/2017 | Present |
| Mml Investors Services, Llc | Dallas | TX | 01/2017 | Present |
Name: The Arc of Texas Inv Rel: Y Addr: 8001 Centre Park Dr, Suite 100, Austin, TX 78754 Nature: Nonprofit Organization Position: Treasurer of the Board Start Date: 09/01/2023 No. Hr/Mo: 2 No. Hr/Mo During Sec Trading: 1 Duties: Executive Committee meetings, mentoring new board members, representing The Arc of Texas at events and conferences, and engagement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-07 |
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