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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-07-22
TX RA APPROVED 2024-07-18
  • OR RA
    APPROVED
    Since 2024-07-22
  • TX RA
    APPROVED
    Since 2024-07-18

Branch Locations

9755 Sw Barnes Rd Suite 295, Portland, OR 97225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Portland OR 03/2015 11/2016
Wells Fargo Clearing Services, Llc Portland OR 11/2016 07/2024
Wells Fargo Advisors Financial Network, Llc Portland OR 07/2024 Present
Previous Registrations
Other Businesses

TJF LLC; INV. RELATED; PORTLAND, OR; 100% OWNERSHIP; LLC FOR FINET BUSINESS; START DATE 2/28/2024; 2 HOURS PER MONTH; 2 HOURS DURING BUSINESS HOURS; DUTIES: OWNER.; NORTHWEST CEDAR FINANCIAL LLC, INV RELATED, PORTLAND, OR, 14% OWNERSHIP, START 7/22/24, 40 HRS PER MONTH, 40 HRS DURING TRADING, FINET PRACTICE; TRUSTEE FOR NORTHWEST CEDAR FINANCIAL 401K, INV RELATED, PORTLAND, OR, START: 8/16/2024, 1 HOUR A MONTH, 1 HOUR DURING TRADING, FINET PRACTICE 401K. NORTHWEST CEDAR FINANCIAL LLC, INV RELATED, PORTLAND, OR, 16% OWNERSHIP, START 7/21/25, 200 HRS PER MONTH, 200 HRS DURING TRADING, FINET PRACTICE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-31
  • S66 Uniform Combined State Law Examination
    2014-01-31
Other Names
  • Katherine Marie Fries
  • Tay Jacoby-Fries
  • Katherine M Jacoby-Fries

View on SEC IAPD

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