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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-11
TX RA APPROVED 2024-08-08
  • FL RA
    APPROVED
    Since 2024-09-11
  • TX RA
    APPROVED
    Since 2024-08-08

Branch Locations

50 A1A North, Suite 112, Ponte Vedra Beach, FL 32082 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 11/2015 08/2024
Bank Of America, N.A. Sarasota FL 12/2015 08/2024
Morgan Stanley Smith Barney Llc Ponte Vedra Beach FL 08/2024 Present
Morgan Stanley Private Bank, N.A New York NY 08/2024 Present
  • 11/2015 → 08/2024
    Sarasota, FL
  • 12/2015 → 08/2024
    Bank Of America, N.A.
    Sarasota, FL
  • 08/2024 → Present
    Morgan Stanley Smith Barney Llc
    Ponte Vedra Beach, FL
  • 08/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-22
  • S66 Uniform Combined State Law Examination
    2013-08-22

View on SEC IAPD

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