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5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-18 |
Branch Locations
5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746 • United States
5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-30 |
Branch Locations
5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Granite Bay | CA | 06/2013 | Present |
| The Wealth Consulting Group | Granite Bay | CA | 04/2016 | 12/2018 |
| Spectrum Wealth Advisory Group, Llc | Granite Bay | CA | 12/2018 | Present |
| Rutherford Capital, Llc | Granite Bay | CA | 04/2022 | Present |
1) 05/14/2014 - NON-VARIABLE INSURANCE - MICHAEL THOMPSON - FIXED LIFE-AGENT. SELL LIFE INSURANCE - 25% OF TIME SPENT - GRANITE BAY, CA. 2) 1/31/2019 - Spectrum Wealth Advisory Group, LLC - DBA: Spectrum Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/20/2018 - 180 Hours Per Month/10 Hours During Securities Trading. 3) 9/23/2020 - Spectrum Wealth Advisory Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/20/2018 - 170 Hours Per Month/24 Hour During Securities Trading - I provide investment advisory services through Spectrum Wealth Advisory Group, LLC, an independent investment advisor firm. I started this business activity in 12/2018. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 8/13/2021 - Rutherford Capital Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/21/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 5) 11/22/2021 - KCGC GROUP LLC - Investment Related - 5925 GRANITE LAKE DRIVE #130 GRANITE BAY, CA 95746 - Real Estate Rental - Start Date: 08/17/2021 - 1 Hour Per Month/1 Hour During Securities Trading - FORMED AN LLC TO OWN THE OFFICE BUILDING THAT WE OPERATE OUR ADVISORY FIRM FROM. 6) 11/28/2022 - Rutherford Capital Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date - 09/22/2022 - 1 Hours Per Month/1 Hours During Securities Trading - I provide financial planning and consulting services through Rutherford Capital Inc., an independent investment advisor firm. I started this business activity in 9/2022. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-04 |
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