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Current Employers
Rutherford Capital, Inc.

5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-18
  • CA RA
    APPROVED
    Since 2022-04-18

Branch Locations

5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746 • United States

Spectrum Wealth Advisory Group, Llc

5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-01-30
  • CA RA
    APPROVED
    Since 2019-01-30

Branch Locations

5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Granite Bay CA 06/2013 Present
The Wealth Consulting Group Granite Bay CA 04/2016 12/2018
Spectrum Wealth Advisory Group, Llc Granite Bay CA 12/2018 Present
Rutherford Capital, Llc Granite Bay CA 04/2022 Present
Previous Registrations
Other Businesses

1) 05/14/2014 - NON-VARIABLE INSURANCE - MICHAEL THOMPSON - FIXED LIFE-AGENT. SELL LIFE INSURANCE - 25% OF TIME SPENT - GRANITE BAY, CA. 2) 1/31/2019 - Spectrum Wealth Advisory Group, LLC - DBA: Spectrum Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/20/2018 - 180 Hours Per Month/10 Hours During Securities Trading. 3) 9/23/2020 - Spectrum Wealth Advisory Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/20/2018 - 170 Hours Per Month/24 Hour During Securities Trading - I provide investment advisory services through Spectrum Wealth Advisory Group, LLC, an independent investment advisor firm. I started this business activity in 12/2018. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 8/13/2021 - Rutherford Capital Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/21/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 5) 11/22/2021 - KCGC GROUP LLC - Investment Related - 5925 GRANITE LAKE DRIVE #130 GRANITE BAY, CA 95746 - Real Estate Rental - Start Date: 08/17/2021 - 1 Hour Per Month/1 Hour During Securities Trading - FORMED AN LLC TO OWN THE OFFICE BUILDING THAT WE OPERATE OUR ADVISORY FIRM FROM. 6) 11/28/2022 - Rutherford Capital Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date - 09/22/2022 - 1 Hours Per Month/1 Hours During Securities Trading - I provide financial planning and consulting services through Rutherford Capital Inc., an independent investment advisor firm.  I started this business activity in 9/2022. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-04
  • S66 Uniform Combined State Law Examination
    2013-12-04
Designations

View on SEC IAPD

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