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Richard Liu Sun

Alphaai Capital Management

San Francisco, CA

San Francisco, CA

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Current Employers
Alphaai Capital Management

San Francisco, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-06
  • CA RA
    APPROVED
    Since 2023-01-06

Branch Locations

San Francisco, CA • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barclays Menlo Park CA 06/2014 Present
  • 06/2014 → Present
    Barclays
    Menlo Park, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-26
S63 Uniform Securities Agent State Law Examination 2014-08-11
  • S65 Uniform Investment Adviser Law Examination
    2021-08-26
  • S63 Uniform Securities Agent State Law Examination
    2014-08-11

View on SEC IAPD

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