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105 Broadhollow Road, Melville, NY 11747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Melville | NY | 07/2016 | 06/2017 |
| New York Life | New York | NY | 06/2017 | 01/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2022 | Present |
| The Wealth Alliance, Llc | Melville | NY | 05/2022 | Present |
| Unemployed | New York | NY | 01/2022 | 05/2022 |
1. Adam Diton is dually-registered with WA and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Adam has served as an investment advisor representative for WA and an registered representative with PKS since May 2022. Business is conducted from 105 Broadhollow Road, Melville, NY 11747. Approximately 90% of Adam's time is for services as an investment advisor representative and the balance as a registered representative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-06 |
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