Gregory Elman Caldwell

Current Employers

Employment History

• 10/2012 → 02/2024
  Ljcooper Capital Management
  Orem, UT
• 12/2015 → Present
  Dfpg Investments, Inc.
  South Jordan, UT
• 02/2024 → Present
  Diversify Wealth Management
  Sandy, UT

Previous Registrations

• 2013-09-17 → 2024-07-17
  Diversify Wealth Management Llc
  Orem, UT

Other Businesses

Caldwell Holdings LLC (Not Investment Related) 1372 E 420 S Tooele, UT 84074 Main Business: Real Estate Holding Company Position & Start Date: Operations Manager; 09/2003 Hours/month (during business hours): 1 (0) Duties: Real estate holding company, owns one 3 acre property, oversee activities of business TGC Holdings LLC (Not Investment Related) Elk Ridge, UT Main Business: LLC for holding a condo that is being rented out. Position & Start Date: Manager; 01/2020 Hours/month (during business hours): 1 (1) Duties: Oversee the rental activity. Junior Ventures LLC (investment Related) Position and Start date: Member, 1/2024 Duties: not compensated, LLC that owns interest in Falcon Park Capital, LLC Critter's Custom Creations, LLC (Investment related: Yes) Position and Start Date: Manager, 1/2022 Hours/Month (during business hours): 4 Duties: Creator of art to sell online; Selling T-shirts, metal work, and epoxy art Tax preparation/Accounting/Bookkeeping/CPA, 1/1/2019. I am a member of the entity but don't participate in the daily activities of the business. Non-investment related. 1% during business hours. Caldwell Family Farm; This is our family farm where we sell pecans and chicken eggs. 1839 Houston Lake Rd Kathleen, GA 31047. Sell pecans and eggs. Non-investment related. 25% during business hours. Greg Caldwell; Passive Investment holding company with partners from old FirstPurpose. Passive investor. Non-investment related. 1% during business hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-01-30
• S65 Uniform Investment Adviser Law Examination
  2013-09-16

Designations

Other Names

• Gregory Elmen Caldwell