Forrest St John Kim

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-05-20
WA	RA	APPROVED	2022-05-20

TX RA
APPROVED

Since 2022-05-20
WA RA
APPROVED

Since 2022-05-20

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

10500 Ne 8Th Street, Suite 875, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Seattle	WA	04/2013	05/2022
Morgan Stanley Private Bank, National Association	New York	NY	03/2017	05/2022
Rockefeller Financial Llc	Bellevue	WA	05/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	03/2017	05/2022

04/2013 → 05/2022

Morgan Stanley

Seattle, WA
03/2017 → 05/2022

Morgan Stanley Private Bank, National Association

New York, NY
05/2022 → Present

Rockefeller Financial Llc

Bellevue, WA
03/2017 → 05/2022

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2015-11-26 → 2022-06-02

Morgan Stanley

Seattle, WA

Seattle, WA

Other Businesses

Aloha Street Properties LLC, Investment-related, 2257 12th Ave W, Seattle, WA, 98119, Owner/Managing Member, 07/14/2023, 1 hour per month and zero hours during trading hours, Maintaining the condo I own and rent out.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-25

S66 Uniform Combined State Law Examination

2015-11-25

Designations

View on SEC IAPD