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Matthew Richard Mardirosian

Ubs Financial Services Inc.

Hartford, CT

Wethersfield, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-07-01
CT RA APPROVED 2023-11-17
TX RA APPROVED 2023-11-17
  • WI RA
    APPROVED
    Since 2025-07-01
  • CT RA
    APPROVED
    Since 2023-11-17
  • TX RA
    APPROVED
    Since 2023-11-17

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Wethersfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 05/2014 11/2023
Ubs Financial Services, Inc Hartford CT 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-28
  • S66 Uniform Combined State Law Examination
    2016-11-28

View on SEC IAPD

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