Inactive

Mark Anthony James

Alexander Beard (Usa) Inc.

Ellesmere Port, Cheshire

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Current Employers

Alexander Beard (Usa) Inc.

14-15 Rossmore Business Village Inward Way, Ellesmere Port, Cheshire CH65 3EY • United Kingdom

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2024-07-31
NJ	RA	APPROVED	2019-07-16
MA	RA	APPROVED	2019-01-14
CA	RA	APPROVED	2019-01-10
TX	RA	APPROVED	2019-01-08

LA RA
APPROVED

Since 2024-07-31
NJ RA
APPROVED

Since 2019-07-16
MA RA
APPROVED

Since 2019-01-14
CA RA
APPROVED

Since 2019-01-10
TX RA
APPROVED

Since 2019-01-08

Branch Locations

14-15 Rossmore Business Village Inward Way, Ellesmere Port, Cheshire CH65 3EY • United Kingdom

1670 S. Amphlett Blvd. Suite 214-49, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alexander Beard (Usa) Llc	San Mateo	CA	04/2014	Present

04/2014 → Present

Alexander Beard (Usa) Llc

San Mateo, CA

Previous Registrations

2013-08-19 → 2015-02-23

Brite Advisors Usa, Inc.

Miami, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-04-25

S65 Uniform Investment Adviser Law Examination

2013-04-25

View on SEC IAPD

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