Thomas J Lane

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2019-03-14

WI RA
APPROVED

Since 2019-03-14

Branch Locations

12075 N. Corporate Parkway Suite 200, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Boston	MA	12/2014	03/2017
Ubs Financial Services Inc	Boston	MA	03/2017	03/2019
Robert W. Baird & Co. Incorporated	Mequon	WI	03/2019	Present

12/2014 → 03/2017

Ubs Financial Services Inc

Boston, MA
03/2017 → 03/2019

Ubs Financial Services Inc

Boston, MA
03/2019 → Present

Robert W. Baird & Co. Incorporated

Mequon, WI

Previous Registrations

2014-04-08 → 2014-12-03

Lpl Financial Llc

Albany, NY

Other Businesses

Name/Address: Germantown Chamber of Commerce N112W16760 Mequon Rd Germantown WI 53022 Start Date: 4/1/25 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-04

S66 Uniform Combined State Law Examination

2014-04-04

Designations

Other Names

Thomas J Lane
Thomas J Lane

View on SEC IAPD