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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-04-05
TX RA APPROVED 2023-04-05
  • PA RA
    APPROVED
    Since 2023-04-05
  • TX RA
    APPROVED
    Since 2023-04-05

Branch Locations

301 Grant St Ste 3600 One Oxford Centre, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Pittsburgh PA 02/2016 06/2019
Morgan Stanley Private Bank, N.A. New York NY 09/2019 04/2023
Wells Fargo Clearing Services, Llc Sewickley PA 04/2023 Present
Morgan Stanley Private Bank, N.A New York NY 05/2022 Present
  • 02/2016 → 06/2019
    Bny Mellon
    Pittsburgh, PA
  • 09/2019 → 04/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 04/2023 → Present
    Sewickley, PA
  • 05/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2019-08-30
Other Names
  • Nicholas F Sandusky

View on SEC IAPD

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