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Oklahoma City, OK • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ok Dept. Of Environmental Quality | Oklahoma City | OK | 09/1994 | Present |
| Trilogy Financial Solutions, Llc | Oklahoma City | OK | 07/2013 | Present |
| Environmental Enforcement Traning And Consulting Llc | Oklahoma City | OK | 01/2020 | Present |
| The Verbal Judo Institute, Inc. | Auburn | NY | 01/2007 | 01/2020 |
I am employed by the Oklahoma Department of Environmental Quality (as a regulatory inspector, previously as a criminal investigator) and have been since September 1994. I put in an average of 40 hours per week at this job, 30 of which might be during securities training hours. At this job I work in the used tire recycling program and the solid waste compliance program. I am Owner/Operator of Environmental Enforcement Training and Consulting LLC, which provides enforcement training to government environmental agencies around the United States and sometimes Canada. I devote an average of 40 hours per month to this, 25 - 30 of which might be within securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-21 |
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