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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NJ | RA | APPROVED | 2026-01-08 |
| PA | RA | APPROVED | 2020-06-12 |
Branch Locations
Silver Lake Executive Campus 41 University Drive Suite 400, Newtown, PA 18940 • United States
Doylestown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 05/2015 | 06/2020 |
| Commonwealth Financial Network | Waltham | MA | 06/2020 | Present |
1. Member and Part-Owner, True North Financial Planning, LLC, a private entity est. to facilitate securities, advisory, and insurance business; As of 06/12/20; 15% time spent during business hours; Conducted at branch; Investment related. 2.Fixed insurance sales, as an Agent, under the name 'True North Financial Planning'; As of 01/15/20; 1% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-12 |
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