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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-24 |
Branch Locations
1 Byram Brook Place Suite 101, Armonk, NY 10504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | New York | NY | 02/2016 | 07/2019 |
| Mass Mutual Life Insurance Company | New York | NY | 11/2015 | 07/2019 |
| Hornor Townsend & Kent Inc | Horsham | PA | 08/2019 | 03/2025 |
| Penn Mutual Life Insurance Co | Horsham | PA | 08/2019 | 03/2025 |
| Mml Investors Services, Llc | Armonk | NY | 03/2025 | Present |
| Massmutual Life Insurance Company | Armonk | NY | 03/2025 | Present |
| Fifth Avenue Financial | New York City | NY | 03/2025 | 08/2026 |
(1)NAME: Christopher Andrews/Fifth Avenue Financial, INV REL: Y, ADD: : 1 Byram Brook Pl, Suite 101, Armonk NY 10504, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 3/17/25, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 10, DUTIES: Life, Disability, Equity fixed life, Long-term care, Fixed annuities, Health (2)NAME: True Gentlemen Holdings, LLC, INV REL: Y, ADD: At Residential Address, NATURE: Retail Sales, POSITION: Partner, START DATE: 2/11/22, NO. HR/MO: 3, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Manage production of books (3)NAME: CJA Consulting Network, INV REL: Y, ADD: At Residential Address, NATURE: Consulting, POSITION: Proprietor/Owner, START DATE: 11/26/2024, NO. HR/MO: 4, NO. HR/MO DURING SEC TRADING: 2, DUTIES: Assist registered investment advisory teams with recruiting and new advisors aligning strategic business partners (4)NAME: Compass Point Capital LLC, INV REL: Y, ADD: At Residential Address, NATURE: Management and recruiting services, POSITION: Owner, START DATE: 3/17/25, NO. HR/MO: 40, NO. HR/MO DURING SEC TRADING: 40, DUTIES: Work independent contracting capacity with Fifth Avenue Financial for recruiting, management and business development services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-02 |
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