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Tyler Clay Harmon

Wells Fargo Clearing Services, LLC

Lake Oswego, OR

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-20
OR RA APPROVED 2015-12-01
CA RA APPROVED 2015-04-24
NV RA APPROVED 2014-08-11
  • TX RA
    APPROVED_RES
    Since 2017-10-20
  • OR RA
    APPROVED
    Since 2015-12-01
  • CA RA
    APPROVED
    Since 2015-04-24
  • NV RA
    APPROVED
    Since 2014-08-11

Branch Locations

5400 Sw Meadows Rd Stes 200 & 250, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Las Vegas NV 08/2011 11/2016
Wells Fargo Clearing Services, Llc Las Vegas NV 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-01
  • S66 Uniform Combined State Law Examination
    2014-08-01

View on SEC IAPD

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