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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lemieux Wealth Strategies, Llc | Baxter | MN | 06/2013 | Present |
| Cetera Advisors Llc | Minneapolis | MN | 05/2017 | Present |
| Cetera Advisors | Minneapolis | MN | 06/2013 | 05/2017 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: LEMIEUX WEALTH STRATEGIES, LLC INVESTMENT RELATED: YES ADDRESS: 8378 BRANDON RD BAXTER MN 56425 NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 6/2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: MARKETING & OPERATIONS, CLERICAL ASSISTANCE FOR THE ADVISOR, PROCESSING 2. NAME OF OTHER BUSINESS: BUSINESS NETWORKING INTERNATIONAL; INVESTMENT RELATED: NO; ADDRESS: 8378 BRANDON ROAD BAXTER, MN 56425; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MEMBERSHIP COMMITTEE MEETINGS 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2020; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 4. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE:10/2020 ; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-12 |
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