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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-10
TX RA APPROVED 2026-06-09
  • CA RA
    APPROVED
    Since 2026-06-10
  • TX RA
    APPROVED
    Since 2026-06-09

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

1850 Mt Diablo Boulevard - Suite 300, Walnut Creek, CA 94596 • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-10
TX RA APPROVED 2026-06-09
  • CA RA
    APPROVED
    Since 2026-06-10
  • TX RA
    APPROVED
    Since 2026-06-09

Branch Locations

1850 Mt Diablo Boulevard - Suite 300, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Walnut Creek CA 06/2026 Present
Morgan Stanley New York NY 09/2015 01/2017
Morgan Stanley New York NY 01/2017 02/2019
Morgan Stanley San Jose CA 04/2019 06/2026
Previous Registrations
  • 2021-07-26 → 2026-06-03
    Fremont, CA
    San Jose, CA
    Los Angeles, CA
    Beverly Hills, CA
    Los Gatos, CA
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-26
  • S66 Uniform Combined State Law Examination
    2021-07-26
Other Names
  • Brittany Sykes
  • Brittany Rose Sykes

View on SEC IAPD

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