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Michael John Hales

D.A. Davidson & Co.

College Place, WA

Pendleton, OR

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-07-28
TX RA APPROVED_RES 2021-05-13
OR RA APPROVED 2020-04-03
  • WA RA
    APPROVED
    Since 2025-07-28
  • TX RA
    APPROVED_RES
    Since 2021-05-13
  • OR RA
    APPROVED
    Since 2020-04-03

Branch Locations

College Place, WA • United States

111 South Main Street, Pendleton, OR 97801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lord, Abbett &Amp; Co. Llc Jersey City NJ 07/2015 08/2018
Td Ameritrade Jersey City NJ 09/2018 03/2020
D.A. Davidson & Co. Pendleton OR 03/2020 Present
  • 07/2015 → 08/2018
    Lord, Abbett &Amp; Co. Llc
    Jersey City, NJ
  • 09/2018 → 03/2020
    Td Ameritrade
    Jersey City, NJ
  • 03/2020 → Present
    D.A. Davidson & Co.
    Pendleton, OR
Previous Registrations
  • 2018-09-21 → 2020-03-10
    Td Ameritrade, Inc.
    Jersey City, NJ
  • 2018-09-24 → 2020-03-10
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
  • 2017-04-06 → 2018-08-31
    Lord, Abbett & Co. Llc
    Jersey City, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-31
  • S66 Uniform Combined State Law Examination
    2015-08-31
Other Names
  • Michael John Hales
  • Michael Hales
  • Michael J Hales

View on SEC IAPD

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