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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-05-28
  • FL RA
    APPROVED
    Since 2020-05-28

Branch Locations

4304 W Boy Scout Blvd., Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Planning Services Tampa FL 06/2013 05/2020
Usaa Financial Advisors, Inc. Tampa FL 06/2013 05/2020
Little Nest Portraits Glen Mills PA 11/2016 06/2018
Usaa Investment Management Company Tampa FL 01/2018 05/2020
Howie Mac Photo Riverview FL 06/2018 Present
Clik Me Quik Riverview FL 05/2019 Present
Charles Schwab & Co., Inc. Tampa FL 05/2020 Present
Charles Schwab Bank, Ssb Tampa FL 05/2020 Present
  • 06/2013 → 05/2020
    Usaa Financial Planning Services
    Tampa, FL
  • 06/2013 → 05/2020
    Usaa Financial Advisors, Inc.
    Tampa, FL
  • 11/2016 → 06/2018
    Little Nest Portraits
    Glen Mills, PA
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    Tampa, FL
  • 06/2018 → Present
    Howie Mac Photo
    Riverview, FL
  • 05/2019 → Present
    Clik Me Quik
    Riverview, FL
  • 05/2020 → Present
    Tampa, FL
  • 05/2020 → Present
    Charles Schwab Bank, Ssb
    Tampa, FL
Previous Registrations
  • 2018-01-08 → 2020-05-24
    San Antonio, TX
    Tampa, FL
    Tampa, FL
  • 2015-10-14 → 2018-01-08
    Usaa Financial Planning Services
    Tampa, FL
    Tampa, FL
    Tampa, FL
Other Businesses

Start Date = 06-20-18| Howie Mac Photo LLC| Co-Owner| San Antonio, FL| Hours/Month = Less than 20| Co-owner/investor. Day to day operations managed by spouse and staff. Branding and personal/family photography sessions. Various photography packages offered.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-01
S63 Uniform Securities Agent State Law Examination 2013-07-25
  • S65 Uniform Investment Adviser Law Examination
    2015-10-01
  • S63 Uniform Securities Agent State Law Examination
    2013-07-25

View on SEC IAPD

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