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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2016-06-28
OH RA APPROVED 2015-09-17
LA RA APPROVED 2015-09-16
NC RA APPROVED 2015-09-16
TX RA APPROVED_RES 2015-09-02
  • WA RA
    APPROVED
    Since 2016-06-28
  • OH RA
    APPROVED
    Since 2015-09-17
  • LA RA
    APPROVED
    Since 2015-09-16
  • NC RA
    APPROVED
    Since 2015-09-16
  • TX RA
    APPROVED_RES
    Since 2015-09-02

Branch Locations

1 Front Street, San Francisco, CA 94111 • United States

1301 2Nd Avenue, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Chicago IL 11/2010 Present
J.P. Morgan Securities Llc Chicago IL 04/2014 Present
Freemont Dock Sports Bar And Grill Seattle WA 01/2016 Present
  • 11/2010 → Present
    Jpmorgan Chase Bank
    Chicago, IL
  • 04/2014 → Present
    Chicago, IL
  • 01/2016 → Present
    Freemont Dock Sports Bar And Grill
    Seattle, WA
Other Businesses

Entity Name: Fremont Dock Sports Bar and Grill Investment related: No Address: 1102 Seattle, WA Nature of the other business: Restaurant/Hospitality Position/Title/Relationship: Security/Bar Tender Start Date: 01-Jan-2016 Approximate # of hours a month: 20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Security/Bar Tender Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-16
S63 Uniform Securities Agent State Law Examination 2013-11-12
  • S66 Uniform Combined State Law Examination
    2015-09-16
  • S63 Uniform Securities Agent State Law Examination
    2013-11-12
Other Names
  • Jacob Michael Watkins

View on SEC IAPD

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