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10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-09-15 |
Branch Locations
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | St. Paul | MN | 01/2016 | 04/2020 |
| U.S. Bank | St. Paul | MN | 07/2019 | 04/2020 |
| Gradient Securities, Llc | Arden Hills | MN | 04/2020 | 04/2021 |
| Amazon Payments, Inc | Seattle | WA | 05/2020 | 02/2021 |
| Dfpg Investments, Llc | Sandy | UT | 04/2021 | 01/2026 |
| Diversify Advisory Services, Llc | Sandy | UT | 09/2023 | Present |
1. Two Harbors Capital, LLC; Non-investment related; Sandy, UT; Holding company; Member; 01/2022; 0% during business hours; Member of LLC holding company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-25 |
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