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Kathryn Sara Neckowitz

Morgan Stanley

Menlo Park, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-07
CA RA APPROVED 2018-07-02
  • TX RA
    APPROVED
    Since 2023-07-07
  • CA RA
    APPROVED
    Since 2018-07-02

Branch Locations

4500 Bohannon Drive, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Cupertino CA 10/2015 05/2016
Morgan Stanley Cupertino CA 05/2016 01/2018
Morgan Stanley Private Bank, N.A. New York NY 07/2016 01/2018
Caissa Llc San Francisco CA 02/2018 06/2018
Morgan Stanley Menlo Park CA 06/2018 Present
E*Trade Securities Llc San Francisco CA 08/2022 09/2023
  • 10/2015 → 05/2016
    Morgan Stanley
    Cupertino, CA
  • 05/2016 → 01/2018
    Morgan Stanley
    Cupertino, CA
  • 07/2016 → 01/2018
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2018 → 06/2018
    Caissa Llc
    San Francisco, CA
  • 06/2018 → Present
    Morgan Stanley
    Menlo Park, CA
  • 08/2022 → 09/2023
    E*Trade Securities Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-02
  • S66 Uniform Combined State Law Examination
    2016-08-02
Other Names
  • Katie Sara Neckowitz

View on SEC IAPD

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SILVER LAKE TECHNOLOGY MANAGEMENT, LLC · MENLO PARK, CA
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TRIPLEPOINT ADVISERS LLC · MENLO PARK, CA
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MAKENA CAPITAL MANAGEMENT, LLC · MENLO PARK, CA
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