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Kory Borcherding

Cetera Investment Advisers LLC

West Des Moines, IA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-12-24
  • IA RA
    APPROVED
    Since 2024-12-24

Branch Locations

1089 Jordan Creek Pkwy, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 06/2013 Present
Cetera Wealth Services, Llc El Segundo CA 06/2013 Present
Cetera Advisors Llc Greenwood Village CO 06/2013 Present
Vsr Financial Services, Inc. Overland Park KS 07/2015 11/2016
Girard Securities, Inc. San Diego CA 07/2015 11/2017
Investors Capital Corp. Lynnfield MA 07/2015 11/2016
Summit Brokerage Services, Inc. Boca Raton FL 07/2015 12/2019
Cetera Investment Advisers Llc Schaumburg IL 12/2024 Present
Cetera Investment Services Llc St Cloud MN 04/2026 Present
  • 06/2013 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2013 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 07/2015 → 11/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 07/2015 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 07/2015 → 11/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 07/2015 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 12/2024 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 04/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-23
  • S66 Uniform Combined State Law Examination
    2024-12-23
Other Names
  • Kory Glenn Borcherding

View on SEC IAPD

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