Brian C. Baker

Current Employers

Vestor Capital, Llc

10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-21
IL	RA	APPROVED	2022-02-10

TX RA
APPROVED

Since 2024-08-21
IL RA
APPROVED

Since 2022-02-10

Branch Locations

10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vestor Capital, Llc	Chicago	IL	05/2013	Present
Vestor Capital Securities, Llc	Chicago	IL	05/2013	03/2020

05/2013 → Present

Vestor Capital, Llc

Chicago, IL
05/2013 → 03/2020

Vestor Capital Securities, Llc

Chicago, IL

Previous Registrations

2015-04-23 → 2021-12-31

Vestor Capital, Llc

Chicago, IL

Lake Forest, IL

Other Businesses

1) BUSINESS: KMP Managers LLC INVESTMENT-RELATED: Yes ADDRESS: Chicago, IL NATURE OF BUSINESS: Real Estate Investment POSITION: Managing Member START DATE: 2019 HOURS DEVOTED: 3/month DURING TRADING HOURS: NONE 2) BUSINESS: Northbay Medicus LLC INVESTMENT-RELATED: Yes ADDRESS: Chicago, IL NATURE OF BUSINESS: Real Estate Investment POSITION: Managing Member START DATE: 2019 HOURS DEVOTED: 3/month DURING TRADING HOURS: NONE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-29

S66 Uniform Combined State Law Examination

2013-08-29

Designations

View on SEC IAPD