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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| TX | RA | APPROVED | 2019-08-15 |
Branch Locations
1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States
Northport, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New York | NY | 10/2015 | 08/2019 |
| Rbc Capital Markets, Llc. | Jericho | NY | 08/2019 | Present |
| City National Bank | Jericho | NY | 09/2019 | Present |
1) Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative. 2) NAME OF ENTITY: VLP LLC ADDRESS: 8 The Green, Suite A Dover, DE 19901 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: eCommerce CAPACITY: Owner - Passive START DATE: 07/05/23 DUTIES: Passive Owner HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: 3 Lo Group LLC ADDRESS: 8 The Green, Suite A, Dover, Delaware 19901 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: eCommerce START DATE: 12.15.23 CAPACITY: Owner - Passive DUTIES: Passive owner HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-22 |
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