Shannon Sams Noonan

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2009-10-23
SC	RA	APPROVED	2009-10-23

NC RA
APPROVED

Since 2009-10-23
SC RA
APPROVED

Since 2009-10-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	10/2009	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Previous Registrations

2003-09-02 → 2009-10-23

Banc Of America Investment Services, Inc.

Charleston, SC

Charleston, CA

Boston, MA

Charleston, SC

Charleston, SC

Charleston, SC
2002-07-03 → 2003-02-19

Banc Of America Investment Services, Inc.

Charlotte, NC

Other Businesses

I*: 2250269 Entity Type: For Profit Name of OBA: Southern Bear Catering Address: Summerville. SC 29483 Investment Related: No Position, Title, Association: Employee Employee Start Date: 03/22/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: Catering company serving events in and around Charleston, SC. I will be helping setting up and serving food and drinks at the events.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-01
S63	Uniform Securities Agent State Law Examination	1999-06-09

S65 Uniform Investment Adviser Law Examination

1999-12-01
S63 Uniform Securities Agent State Law Examination

1999-06-09

Other Names

Shannon Michelle Sams

View on SEC IAPD