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Charles Flaveous Sargent

Wells Fargo Clearing Services, LLC

East Lansing, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-03-04
MI RA APPROVED 2013-10-07
  • TX RA
    APPROVED
    Since 2014-03-04
  • MI RA
    APPROVED
    Since 2013-10-07

Branch Locations

4660 S Hagadorn Rd Ste 300, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc East Lansing MI 07/2013 11/2016
Wells Fargo Clearing Services, Llc East Lansing MI 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-04
  • S66 Uniform Combined State Law Examination
    2013-10-04
Other Names
  • Chuck Flaveous Sargent
  • Charles Flaveous Sargent

View on SEC IAPD

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Other Offices

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · EAST LANSING, MI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · East Lansing, MI
STRAIGHTLINE · East Lansing, MI
INTEGRATED WEALTH CONCEPTS LLC · EAST LANSING, MI
J.P. MORGAN SECURITIES LLC · EAST LANSING, MI
HANTZ FINANCIAL SERVICES, INC. · OKEMOS, MI
HANTZ FINANCIAL SERVICES, INC. · OKEMOS, MI
LPL FINANCIAL LLC · OKEMOS, MI

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