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William James Brady

Capital Client Group, Inc.

Los Angeles, CA

Nashville, TN

Los Angeles, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-30
  • CA RA
    APPROVED
    Since 2025-01-30

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Nashville, TN • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Lights Distributors, Llc / Milliman Financial Risk Mgmt Chicago IL 04/2013 02/2022
Allianz / Allianz Life Financial Services, Llc Los Angeles CA 02/2022 09/2022
Alliancebernstein Lp / Alliancebernstein Investments, Inc. Nashville TN 09/2022 11/2024
Capital Group / Capital Client Group, Inc. Los Angeles CA 11/2024 Present
  • 04/2013 → 02/2022
    Northern Lights Distributors, Llc / Milliman Financial Risk Mgmt
    Chicago, IL
  • 02/2022 → 09/2022
    Allianz / Allianz Life Financial Services, Llc
    Los Angeles, CA
  • 09/2022 → 11/2024
    Alliancebernstein Lp / Alliancebernstein Investments, Inc.
    Nashville, TN
  • 11/2024 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-30
S63 Uniform Securities Agent State Law Examination 2013-12-13
  • S66 Uniform Combined State Law Examination
    2025-01-30
  • S63 Uniform Securities Agent State Law Examination
    2013-12-13
Other Names
  • Will Brady

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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