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Current Employers
Fortis Group Advisors Llc

345 Kinderkamack Road, Suite B, Westwood, NJ 07675 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-14
NJ RA APPROVED 2020-11-04
  • TX RA
    APPROVED_RES
    Since 2024-10-14
  • NJ RA
    APPROVED
    Since 2020-11-04

Branch Locations

345 Kinderkamack Road, Suite B, Westwood, NJ 07675 • United States

101 Crawfords Corner Road Suite 4125, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 04/2016 08/2020
Modmarket Southlake TX 09/2016 12/2016
Lpl Financial, Llc Holmdel NJ 10/2020 Present
Fortis Group Advisors Llc Holmdel NJ 08/2020 Present
  • 04/2016 → 08/2020
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 09/2016 → 12/2016
    Modmarket
    Southlake, TX
  • 10/2020 → Present
    Lpl Financial, Llc
    Holmdel, NJ
  • 08/2020 → Present
    Holmdel, NJ
Previous Registrations
  • 2018-07-19 → 2020-08-17
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Other Businesses

1. 3/24/2021 - The Fortis Agency, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/13/2020 - 40 Hours Per Month/0 Hours During Securities Trading. 2. 5/6/2021 - No Business Name - Not Investment Related - 2 Picaron Pl South Amboy, NJ 08879 - Other-ECommerce - Start Date: 8/13/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Buy and sell clothing online. 3. 08/05/2021 - Fortis Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/23/2021 - 40 Hours Per Month/40 Hours During Securities Trading. 4. 11/12/2021 - Fortis Group Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/21/2020 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Fortis Group Advisors, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-11
  • S66 Uniform Combined State Law Examination
    2018-01-11
Other Names
  • John Sandy Francisco
  • John Francisco

View on SEC IAPD

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