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Miami, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westpark Capital, Inc. | Irvine | CA | 07/2016 | 12/2016 |
| Rainmaker Securities, Llc | Los Angeles, Ca | CA | 01/2016 | 03/2018 |
| Boustead Securities, Llc | Irvine | CA | 05/2018 | 02/2021 |
| Sutter Securities Clearing, Llc | Irvine | CA | 05/2018 | 04/2019 |
| Sutter Securities Inc. | San Francisco | CA | 03/2019 | 05/2021 |
| Newport Beach Investment Group Llc | Newport Beach | CA | 05/2021 | Present |
Newport Beach Investment Group LLC: IR, Newport Beach, CA, Non-Securities Consulting (DBA Newport Beach Investment Events), 100% Owner, Start Date 11/2017, 32hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-06-30 |
| S65 | Uniform Investment Adviser Law Examination | 2013-08-05 |
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