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Javier Guzman Ortiz

Erguz, LLC

The Woodlands, TX

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Current Employers
Erguz, Llc

9595 Six Pines Dr. Suite 8210, The Woodlands, TX 77380 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-07-05
  • TX RA
    APPROVED
    Since 2013-07-05

Branch Locations

9595 Six Pines Dr. Suite 8210, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Erguz, Llc The Woodlands TX 12/2012 Present
  • 12/2012 → Present
    Erguz, Llc
    The Woodlands, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-08
  • S65 Uniform Investment Adviser Law Examination
    2013-05-08

View on SEC IAPD

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