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Ethan William Waterman

Robert W. Baird & Co. Incorporated

Redmond, WA

Seattle, WA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-04
FL RA APPROVED 2017-10-25
WA RA APPROVED 2015-08-10
  • TX RA
    APPROVED_RES
    Since 2018-03-04
  • FL RA
    APPROVED
    Since 2017-10-25
  • WA RA
    APPROVED
    Since 2015-08-10

Branch Locations

Redmond, WA • United States

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Seattle WA 12/2015 Present
  • 12/2015 → Present
    Robert W. Baird & Co.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-23
  • S66 Uniform Combined State Law Examination
    2014-12-23
Designations

View on SEC IAPD

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