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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-23
TX RA APPROVED_RES 2018-10-24
MI RA APPROVED 2017-01-25
  • IL RA
    APPROVED
    Since 2022-09-23
  • TX RA
    APPROVED_RES
    Since 2018-10-24
  • MI RA
    APPROVED
    Since 2017-01-25

Branch Locations

7130 S Westnedge Ave, Portage, MI 49002-4209 • United States

928 W Columbia Ave Ste C, Battle Creek, MI 49015-3057 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portage MI 06/2016 03/2020
Ameriprise Financial Services, Llc Portage MI 03/2020 Present
Other Businesses

Business Ownership; Michigan Brush Clearing; Owner; Brush clearing, driveway grading, and other tractor work.; 10783 S Vankal St, , Mattawan, MI, 49071; Not Investment-Related; 06/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; OKL, LLC; Financial Advisor - Financial Advisor; ; 7130 S Westnedge Ave, , Portage, MI, 49002; Investment-Related; 11/01/2017; 40 to 59 hours per month; 60 during trading hours / AJ Srmek - Straight Talks on YouTube; Owner; YouTube channel; 10783 S Vankal St, , Mattawan, MI, 49071; Not Investment-Related; 11/01/2019; 10 to 19 hours per month; 0 during trading hours / Cerifi; Contracted employee just for video lectures.; I will be a CFA instructor for Cerfi, via the Mark Meldrum brand. I specifically am going to cover the Level 3 CFA exam content. I will record videos lessons covering the CFA exam content, and teach on it. Then Cerifi customers will get access to those videos on the Cerifi site, and study from them.; 3625 Brookside Pkwy, #450, Alpharetta, GA, 30022; Investment-Related; 04/01/2025; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-20
  • S66 Uniform Combined State Law Examination
    2016-09-20
Other Names
  • Aj Srmek

View on SEC IAPD

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