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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-23 |
| TX | RA | APPROVED_RES | 2018-10-24 |
| MI | RA | APPROVED | 2017-01-25 |
Branch Locations
7130 S Westnedge Ave, Portage, MI 49002-4209 • United States
928 W Columbia Ave Ste C, Battle Creek, MI 49015-3057 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Portage | MI | 06/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Portage | MI | 03/2020 | Present |
Business Ownership; Michigan Brush Clearing; Owner; Brush clearing, driveway grading, and other tractor work.; 10783 S Vankal St, , Mattawan, MI, 49071; Not Investment-Related; 06/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; OKL, LLC; Financial Advisor - Financial Advisor; ; 7130 S Westnedge Ave, , Portage, MI, 49002; Investment-Related; 11/01/2017; 40 to 59 hours per month; 60 during trading hours / AJ Srmek - Straight Talks on YouTube; Owner; YouTube channel; 10783 S Vankal St, , Mattawan, MI, 49071; Not Investment-Related; 11/01/2019; 10 to 19 hours per month; 0 during trading hours / Cerifi; Contracted employee just for video lectures.; I will be a CFA instructor for Cerfi, via the Mark Meldrum brand. I specifically am going to cover the Level 3 CFA exam content. I will record videos lessons covering the CFA exam content, and teach on it. Then Cerifi customers will get access to those videos on the Cerifi site, and study from them.; 3625 Brookside Pkwy, #450, Alpharetta, GA, 30022; Investment-Related; 04/01/2025; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-20 |
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