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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-09
NC RA APPROVED 2015-12-02
  • TX RA
    APPROVED_RES
    Since 2016-06-09
  • NC RA
    APPROVED
    Since 2015-12-02

Branch Locations

310 Bridge Street, Smithfield, NC 27577 • United States

3515 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States

Clayton, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Raleigh NC 12/2015 Present
  • 12/2015 → Present
    Raymond James & Associates
    Raleigh, NC
Previous Registrations
  • 2009-07-01 → 2015-12-04
    Raleigh, NC
    Smithfield, NC
    Raleigh, NC
    Smithfield, NC
    Raleigh, NC
    Raleigh, NC
    Clayton, NC
    Wendell, NC
  • 2007-11-05 → 2009-07-21
    Truist Investment Services, Inc.
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Cary, NC
    Cary, NC
    Cary, NC
    Garner, NC
    Apex, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
  • 2006-06-26 → 2007-08-08
    Raleigh, NC
    Alpharetta, GA
Other Businesses

(1)Name of Business: Address: 505 Atlantic Beach Causeway, Atlantic Beach, NC, 28512, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No daily responsibilities. I bought a commercial fishing boat. (2)Name of Business: Evap-Rite, Inc Address: 2005 Raccoon Run, Clayton, NC, 27527, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/23/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: One third owner of water disaster mitigation equipment sales and leasing. (3)Name of Business: Pine Knoll Townes Phase 1 Address: 2005 Raccoon Run, Clayton, NC, 27527, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: No Start Date: 07/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am President of the Board. There is a property management company that handles the day to day work. (4)Name of Business: Real Estate Rental Address: 273 Salter Path Rd, #23, Pine Knoll Shores, NC, 28512, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/02/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the owner of the property. I take rentals through Air BNB.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-23
  • S66 Uniform Combined State Law Examination
    2006-06-23
Other Names
  • James Wesley Forrester

View on SEC IAPD

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