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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-09 |
| PA | RA | APPROVED | 2022-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp Broker-Dealer Inc | Coraopolis | PA | 05/2016 | 03/2018 |
| Adp Llc | Coraopolis | PA | 05/2016 | 03/2018 |
| Key Investment Services | Pepper Pike | OH | 12/2018 | 08/2019 |
| Keybank | Pittsburgh | PA | 12/2018 | 08/2019 |
| Unemployment | Pittsburgh | PA | 05/2018 | 12/2018 |
| Key Investment Services | Pep | OH | 08/2019 | 06/2020 |
| Keybank | Pittsburgh | PA | 08/2019 | 06/2020 |
| Key Investment Services | Pittsburgh | OH | 06/2020 | 09/2020 |
| Keybank | Columbus | OH | 06/2020 | 09/2020 |
| Citizens Securities, Inc. | Oakmont | PA | 09/2020 | 07/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greensburg | PA | 08/2022 | Present |
| The Pnc Financial Services Group, Inc | Pittsburgh | PA | 04/2018 | 05/2018 |
| Bank Of America, N.A. | Greensburg | PA | 08/2022 | Present |
I*943285, Name of OBA: HOWM Realty LLC Address: Monroeville, PA Investment Related: No Position, Title, Association: Owner Employee Start Date: 8/2/2022 No Hours: 1 Weekly No Hours during trading: 0 Duties: Purpose of the business is to purchase rental properties. My responsibilities are simple, making sure bills are paid on time. Does not interfere with primary job as financial advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-01 |
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